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**Senior Control Room Manager - Investment Banking**

I'm currently working on a senior, London-based Compliance Control Room leadership mandate with a leading global financial institution.

The role will lead the EMEA Control Room function across both banking and securities, with responsibility for a team of four and significant exposure to senior stakeholders across the region.

Key areas include:

Conflicts of Interest

Insider, Watch, Restrict & Wall Crossing Lists

MAR & MiFID II

Capital Markets Compliance

Policy & framework development

Front-office advisory and training

Team leadership and strategic oversight

I'm particularly keen to speak with senior Compliance professionals from an Investment Banking / Capital Markets background with strong Control Room, Conflicts or Advisory experience.

Contact information

Nimesh Dave